AlphaMark Actively Managed Small Cap ETF (SMCP)

SMCP is actively managed by AlphaMark Advisors and invests primarily in exchange-traded funds (“Underlying ETFs”) that invest in equity securities of small cap companies listed on a U.S. or international exchange (including in emerging markets). The Fund defines “small cap” companies as companies with a total market capitalization of less than $5 billion at the time of purchase. Under normal circumstances, the Fund will invest at least 80% of its net assets directly or indirectly in small cap companies. Investments in Underlying ETFs that, under normal circumstances, invest at least 80% of their net assets in small cap companies will count toward the Fund’s 80% investment policy. The Adviser expects that the Fund will generally invest in Underlying ETFs that track an index of small cap companies in a particular country or geographic region, style (e.g., growth, core, or value), or sector. The Adviser seeks to identify the optimal risk-adjusted investment options in the small cap universe, including investments that are expected to reduce the inherent volatility of owning individual small cap stocks by being highly diversified. The Adviser continually monitors global market conditions and the valuation of specific styles to determine the allocations of the holdings in the Fund.

FUND DETAILS (data as of 11/13/2019)

Fund Type:Active ETF
Exchange:NASDAQ
Number of Holdings:6
Expense Ratio:1.22%
Fund Advisor:AlphaMark Advisors LLC
Fund Name: AlphaMark Actively Managed Small Cap ETF
Fund Ticker: SMCP
CUSIP: 26922A834
Net Assets: $ 21,738,277.88
Shares Outstanding: 900,000

Latest Price Information Premium/Discount History

Latest Close: $24.13
NAV – SMCP: 24.15
Premium/Discount: -0.10
Pricing Date: 11/13/2019

Holdings ( as of 11/13/2019 )

Stock Ticker Security Name Shares Price Market Value Weightings
EEMSISHARES INC EM MKT SM-CP ETF82,08043.490000 $ 3,569,659.2016.34%
IWMISHARES TR RUSSELL 2000 ETF1,036158.830000 $ 164,547.880.75%
IWNISHARES RUSSELL 2000 VALUE INDEX FUND107,752124.910000 $ 13,459,302.3261.59%
IWOISHARES RUSSELL 2000 GROWTH INDEX FUND14,910202.900000 $ 3,025,239.0013.84%
SCZISHARES TR EAFE SML CP ETF18,90060.400000 $ 1,141,560.005.22%
Cash&OtherCash & Other490,6171.000000 $ 490,616.582.25%

Investor Materials

Summary Prospectus Statutory Prospectus Statement of Additional Information Registration XBRL Annual Report Semi-Annual Report

The fund’s investment objectives, risks, charges and expenses must be considered carefully before investing. The prospectus and summary prospectus contains this and other important information about the investment company, or a free, hard-copy may be obtained by calling 1-800-730-3457. Read it carefully before investing.

Investing involves risk. Principal loss is possible. Investing involves risk. Principal loss is possible. When the Fund invests in ADRs as a substitute for an investment directly in the Underlying Shares, the Fund is exposed to the risk that the ADRs may not provide a return that corresponds precisely with that of the Underlying Shares. The Fund is non-diversified, meaning it may concentrate its assets in fewer individual holdings than a diversified fund. Therefore, the Fund is more exposed to individual stock volatility than a diversified fund. A Fund that concentrates its investments in the securities of a particular sector area may be more volatile than a fund that invests in a broader range of industries. The Fund invests in foreign securities which involve political, economic and currency risks, greater volatility and differences in accounting methods. These risks are greater for investments in emerging markets. The Fund invests in smaller companies, which involve additional risks such as limited liquidity and greater volatility. REITs may have limited financial resources, may trade less frequently and in limited volume, and may be more volatile than other securities. Investing in investment companies, such as ETFs will subject the Fund to additional expenses of each investment company and risk of owning the underlying securities held by each. ETFs may trade at a premium or discount to their net asset value. ETFs are bought and sold at market price and not individually redeemed from the fund. Brokerage commissions will reduce returns.

Fund holdings and sector allocations are subject to change at any time and should not be considered recommendations to buy or sell any security. The SEC does not endorse, indemnify, approve, nor disapprove of any security.

The AlphaMark Actively Managed Small Cap ETF are offered only to United States residents, and information on this site is intended only for such persons. Nothing on this web site should be considered a solicitation to buy or an offer to sell shares of any Fund in any jurisdiction where the offer or solicitation would be unlawful under the securities laws of such jurisdiction.

AlphaMark Advisors LLC is the Advisor to the AlphaMark Actively Managed Small Cap ETF which is distributed by Quasar Distributors, LLC.

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